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Securities regulation in the United States
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#	Item
971	C.L. “BUTCH” OTTER Governor GAVIN M. GEE Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-11-13 15:03:47 Securities Commission Securities regulation in the United States Late-2000s financial crisis Canadian securities regulation
972	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-11-12 14:52:57 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Security Securities Exchange Act Settlement Securities regulation in the United States Financial economics Finance Financial system
973	Federal Register / Vol. 79, No[removed]Thursday, January 16, [removed]Notices NUCLEAR REGULATORY COMMISSION [NRC–2014–[removed]Maintaining the Effectiveness of Add to Reading List Source URL: www.pclob.gov Language: English - Date: 2014-08-08 14:59:56 Nuclear safety Office of Nuclear Reactor Regulation Nuclear Regulatory Commission U.S. Securities and Exchange Commission Federal Register Chicago Board Options Exchange Nuclear power Energy Nuclear energy in the United States Nuclear physics
974	Guide for Investment Advisers Illinois Securities Department Jefferson Terrace Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-02-06 10:25:43 Investment United States securities law Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Securities regulation in the United States Financial Industry Regulatory Authority Investment Advisers Act Finance Financial economics Business
975	CONTINUING DISCLOSURE POLICY CONCERNING MUNICIPAL SECURITIES Issued by IDAHO BOND BANK AUTHORITY Introduction This Continuing Disclosure Policy (the “Disclosure Policy”) is adopted pursuant to a Add to Reading List Source URL: sto.idaho.gov Language: English - Date: 2014-10-28 09:48:48 United States Securities and Exchange Commission Government Electronic Municipal Market Access Municipal Securities Rulemaking Board Municipal bond U.S. Securities and Exchange Commission Securities Exchange Act Government procurement in the United States United States United States securities law Financial regulation 73rd United States Congress
976	Microsoft Word - NSSC Accountability Report[removed]final.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:46 Stock market United States Securities and Exchange Commission 73rd United States Congress United States securities law Securities Act Canadian securities regulation Security Securities regulation in the United States Prospectus Financial economics Investment Finance
977	FORM MISBE-2 SECURITIES OFFERINGS UNDER THE MARYLAND INTRASTATE SMALL BUSINESS EXEMPTION (MISBE) Maryland Securities Act, Section[removed]and COMAR[removed]. Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2014-10-28 08:47:55 Finance United States Securities and Exchange Commission Investment 73rd United States Congress SEC filings Securities Act Security Securities regulation in the United States Securities offering Stock market Financial economics United States securities law
978	Waiver Order: Citigroup Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 17:34:41 Financial regulation Government Economy of the United States Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Forward-looking statement Securities and Exchange Commission Securities regulation in the United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
979	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 14, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 16:56:11 Financial regulation Business Finance Auditing United States corporate law Public Company Accounting Oversight Board Securities Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
980	[removed]Federal Register / Vol. 79, No[removed]Friday, October 24, [removed]Rules and Regulations families in a manner that fosters successful recruitment, retention, and Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-10-24 00:36:47 73rd United States Congress United States Securities and Exchange Commission Bank regulation in the United States Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Deposit Insurance Corporation Securities Exchange Act Savings and loan association Securities Act United States federal banking legislation Financial regulation United States securities law

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